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Fiduciary Planning Engagement

In our Fiduciary Planning Engagement, our CFP® professionals will provide a flexible, two-phased approach to meet your needs. First we design your custom plan, then we make that vision come to life.

Construction planning drawings

ARCHITECT

Think of us as an experienced architect drafting a custom design for your new home.

In this first phase, we agree on a set fee, prepare a strategic financial plan written to a fiduciary standard of care, and include personalized recommendations to meet your financial goals.

New house building at the construction site

BUILDER

Think of us as a general contractor managing all the details in building your new home.

In this second phase, it’s time to build out the recommendations in your financial plan. You can choose to work with any firm on implementation, but we would be honored if you chose to work with us. Our greatest mission is helping you achieve your life’s goals.

What you can expect in this engagement:

INTRODUCTION (30 MINUTES)

In our initial meeting, we’ll simply get to know each other. Tell us about yourself and what you’re hoping to accomplish. We’ll give an overview on our firm, walk through our services, describe our process, determine if we’re a good fit, and outline next steps.

DISCOVERY (90 MINUTES)

In our next meeting, we will learn more about your goals and objectives, dive deep on facts and figures, and discern how best to engage.

ONBOARDING (1-2 WEEKS)

Welcome to Phase Financial! As a first step, gather and send us your key financial documents: account statements, estate documents, personal and business financial statements, insurance policies, investment statements and other financial documents for our analysis.

PLAN DEVELOPMENT (1-2 WEEKS)

After reviewing your documents, our team will prepare an analysis of your current state, identify potential gaps and risks, and create deliverables based on our engagement. In a full Financial Planning Engagement, clients receive a written, holistic.

PLAN DELIVERY (1-2 WEEKS)

Then, we’ll sit down together to review the results. We’ll outline how we plan to address your financial goals and walk through specific recommendations.

IMPLEMENTATION (2-10 MONTHS)

With your approval, we’ll then take action on the recommendations within your plan. We’ll also hold regular review meetings to ensure your financial plan continues to reflect your evolving goals, timelines, risk tolerances, and market conditions.

Welcome to Phase Financial

The testimonials presented may not be representative of the experience of other clients and are not a guarantee of future performance or success.

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